Cftc publications
WebFeb 22, 2024 · A Notice of Covered Action is posted when the CFTC obtains a final judgment or settlement that—by itself or together with other judgments or orders in the same action—results in more than $1 million in monetary sanctions. This serves as notice to anyone who submitted a tip via Form TCR that the case is eligible for payout of an award. WebJan 3, 2013 · In its Final Rules, the CFTC limited its tape-recording requirement and its recordkeeping requirement to oral communications and written communications that lead …
Cftc publications
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WebUse the options below to find publications about scams, privacy, credit, and more. You can download and print a few copies, or order in bulk. Shipping is free. For more information, …
WebData at CFTC Commitments of Traders Bank Participation Reports Cotton On-Call Financial Data for FCMS Net Position Changes Data Staff Reports Weekly Swaps Report Cleared Margin Reports Office of the Chief Economist Forms & Submissions Learn & Protect Check Registration & Disciplinary History Submit a Tip Reparations Program RED List WebFeb 2, 2024 · On December 1, 2024, in the wake of the downfall of cryptocurrency exchange FTX Trading Ltd., Rostin Behnam, the chairman of the Commodity Futures Trading …
WebAug 29, 2024 · Its recommendations were that the CFTC should codify the existing risk governance practices of some DCOs to enhance transparency and ensure the consideration of the views of owners and participants in risk management matters. Governance Proposal There are two key elements to the Governance Proposal. Risk Management Committees WebOct 22, 2024 · The Securities and Exchange Commission and the Commodity Futures Trading Commission, at their first joint open meeting to vote on rulemaking initiatives, today approved: (1) a joint final rule to harmonize the minimum margin level for security futures held in a futures account with the minimum margin level for security futures …
WebOct 1, 2024 · Recent federal court decisions, and a pending appeal in the Ninth Circuit, highlight disagreement among the courts as to the scope of the Commodity Futures Trading Commission’s (CFTC) anti-fraud and anti-manipulation authority under the Dodd-Frank Act, with significant implications for virtual currency markets in particular.
WebJun 7, 2024 · On June 2, 2024, the US Commodity Futures Trading Commission (“CFTC”) released a request for information on how climate-related financial risk is … graphic designer level of experienceWebAs set forth in CFTC Regulation 30.4, any domestic or foreign person engaged in activities like those of a futures commission merchant (FCM), introducing broker (IB), commodity pool operator (CPO), or commodity trading advisor (CTA) must register in the appropriate capacity or seek an exemption from registration under CFTC Regulation 30.5 or ... graphic designer linkedin profile sampleWebSep 30, 2024 · 2 The compliance date for the swap data reporting amendments is generally 18 months after the date of publication in the Federal Register, but with respect to … chiralysWebPublications. The CFTC continually strives to provide effective information and tools to help consumers avoid fraud. Below are some helpful resources on these topics. Bulk orders … graphic designer linkedin summaryWebNov 25, 2024 · CFTC Headquarters Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 202.418.5000 graphic designer lionsgate funding groupWebJun 8, 2024 · The Commodity Futures Trading Commission (“CFTC” or “Commission”) is seeking public responses to this Request for Information to better inform its … chiranan.srithaoWebCFTC Publications The Commodity Futures Trading Commission offers free copies of several of its publications in bulk to organizations. Please fill out the quantities and … graphic designer linkedin washington